
Chief Compliance Officer Kimberly is responsible for trading and compliance at Odyssey Advisors. She also acts as our liaison with the Securities and Exchange Commission (SEC). In addition, Kim is currently serving on an advisory operations panel for a major financial institution. She has been working in the investment industry since 1992.
Prior to joining Odyssey Advisors, Kimberly was involved in all aspects of operations for Schroeder Wertheim & Company; Merrill Lynch; Pierce, Fenner & Smith, and Smith Barney & Company. She was responsible for compliance issues associated with the firm’s current accounts and the development of new accounts.
Kimberly earned her B.S. degree in Education from Bob Jones University in Greenville, South Carolina.